Roles of Regulatory Organization

The fiscal merchandise is an area that can be merry rewarding or downright frightening. Investors allow their work intumescency out for them when trying to choose the right company to identify in. With previous accounting scandals related to Enron, investors have to be palpable careful when investing their money. This is where federal agencies such as the U.S. Securities and reciprocation equip ( atomic number 16) and the Commodity Futures Trading Commission (CFTC) can help. The moment and the CFTC try to protect investors from fraud and black trade practices. thither are besides self restrictive organizations such as the National Association of Securities Dealer (NASD) and the new-sprung(prenominal) York Stock permute (NYSE). The NASD and the NYSE are private-sector provider of pecuniary regulatory serve and strive to bring righteousness to the market and confidence to the investors. The pursuance paragraphs will look at the SEC and the NYSE, and explain the roles of these regulatory bodies in the financial markets for Nike, Inc. and Oakley, Inc. The SECs main target area is to protect the investor and maintain the integrity in the securities market. The SEC believes in a simple and square(a) concept: all investors should have access to certain raw material facts about an investment in the beginning buying it. As a result, the SEC requires common companies to give out financial and other information to the public. This process allows every soul the fortune to understand a company before investing in it. For example, every financial information on Nike, Inc. and Oakley, Inc. is on hand(predicate) for the public to view from income statements to statement of cash flows. The SEC is also answerable for other key participants in the securities world, including stock exchanges, broker-dealers, investment advisors, common funds, and public utility holding companies. Again, the SEC is refer in the main with promoting disclosure of important information, ! If you want to get a unspoiled essay, order it on our website: OrderCustomPaper.com

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